Downloads



Client Profile and Suitabilty

Basic client profile questionnaire and suitability profile.




Data Gathering (Pre-Retired) – Short

A short version data gathering forms which include the age you wish to retire, your living expenses at retirement, and miscellaneous personal information.




Data Gathering (Retired) – Short

Short version data gathering forms which include retirement goals, your living expenses at retirement, and miscellaneous personal information.




Data Gathering (Young) – Short

A short data gathering form for a young client which includes the age you wish to retire, your living expenses at retirement, and miscellaneous personal information.




Data Gathering for Budget

A personal budget gathering form which includes family and insurance expenses, taxes, income, and home and vehicle expenses.




Dimensional Funds Client Presentation (Powerpoint)

Dimensional Fund Advisors (DFA Funds) Client Presentation in powerpoint. Markets work, risk and return are related, diversification is key and investment portfolio structure determines performance.




Fiduciary Advisor Questionnaire (NAPFA)

Questionnaire you’re advisor takes to show how they’re compensated, specific fees, and their fiduciary responsibility to their clients.




FinaMetrica Risk Profile Questionnaire

The FinaMetrica risk profile and assessment questionnaire helps determine your investment and financial risk capacity and investment volatility tolerances.




Financial Advisor Fees

How your financial advisor is paid directly affects their relationship with you. Learn more about how financial advisors are compensated.




Financial and Retirement Planning Statements Checklist

A complete list of financial and retirement planning statements needed to initiate your comprehensive plan with REDROCK WEALTH MANAGEMENT. Not all statements noted will be required, but many will be applicable to your personal situation.




Financial Planning Worksheet

Detailed questionnaire about retirement goals, risk tolerance, and monetary information to better assess the right retirement for you.




Form ADV Part 2A Brochure

REDROCK WEALTH MANAGEMENT’s Form ADV part 2A Brochure. Form ADV Pt. II Brochure filed with the Securities and Exchange Commission.




NAPFA Financial Advisor Interview Questionnaire

The National Association of Personal Financial Advisors financial advisor interview questionnaire helps consumers diagnose a financial advisors ability to meet their financial and retirement planning needs and goals.




NAPFA Financial Advisor Review – REDROCK WEALTH MANAGEMENT

A National Association of Personal Financial Advisors financial advisor interview questionnaire completed by REDROCK WEALTH MANAGEMENT, LLC.




Paladin Registry 5 Star Advisor Certificate

A copy of the Paladin Registry 5 Star Financial Advisor certificate awarded to REDROCK WEALTH MANAGEMENT, LLC.




Questions to ask your financial advisor (NAPFA)

NAPFA questionnaire helping consumers understand truly comprehensive financial planning. Encompasses the fiduciary oath, compensation, and regulatory compliance.




REDROCK WEALTH MANAGEMENT Privacy Policy

REDROCK WEALTH MANAGEMENT’s client information privacy policy.




Retirement Architect Program Outline

REDROCK WEALTH MANAGEMENT’s Retirement Architect Program outline is a sample of the process we go through with clients to help them gauge and plan their retirement finances.




Wealth Advisory Services Agreement

REDROCK WEALTH MANAGEMENT’s Wealth Advisory Services Agreement. A legal contract defining the relationship between our firm and our clients.